Investmentnews Email Newsletter: Cheating for CE credits is on the rise (June 4, 2024)

The pulse of the financial advisory industry

TOP NEWS

A rash of cheating reported to Finra raises the question: Are continuing education requirements really that bad?

Meme stocks may be flying again, but a new study shows more financial planners would not buy individual stocks even if they were blue-chips.

PREMIUM

Deal advocacy: Redefining M&A in wealth management with Alaris Acquisitions

Beyond the highest bid: how Alaris advocates for cultural fit and strategic partnerships.

Financial advisors are using ERISA to argue they are owed deferred compensation.

VIDEO

Private credit not a crowded trade yet, says Lincoln Financial CIO

Jayson Bronchetti, chief investment officer at Lincoln Financial, sits down with InvestmentNews anchor Gregg Greenberg to discuss the current credit environment, private equity and commercial real estate.

WATCH MORE

401(k) lawsuits over ‘forfeited’ money get a lifeline

There is one way to help avoid such litigation in the future, one lawyer says: Get rid of vesting schedules.

MORE NEWS

INVESTMENTNEWS AWARDS 2024

Advisors must go beyond the numbers, Excellence Awardee says

InvestmentNews Awards 2024, Advisor of the Year (Regional - Northeast): Rocco Carriero, Rocco A. Carriero Wealth Partners, Ameriprise Financial.

INVESTMENTNEWS AWARDS 2024

Adapt and adjust to evolving emotions and beliefs

InvestmentNews Awards 2024, Advisor of the Year (Western region): Chris Giovinazzo, Accelerate Retirement.

DEAR GABBY

How to handle the family home post-divorce

The family home is often the most valuable asset in a marriage and divorcing couples have many options to consider when dividing the home.

SCOTT HANSON

Use tools to avoid hiring a team of mini-mes

A thriving organization, whether it’s a three-person team or large firm, is one made up with people who have complementary strengths and abilities.

Led by a veteran with more than three decades of experience, the multigenerational team manages $120M for clients in Cleveland and beyond.

State Street survey of hybrid, millennial, Gen X and women investors offers clues for advisors to seize opportunities.

The $60B RIA unveils strategic tech partnership for new alts platform, along with new leaders in its private markets division.

Amid other C-suite promotions, the $15B firm’s new chief exec makes it one of the largest woman-led RIAs in the US.

Strategists at the banking giant see risks rising for four strategies as the Biden-Trump rematch draws near.

Lawyers for the man behind the disgraced family office want to question the SEC on block-trading leaks at the New York-based firm.

OTHER NEWS

Despite pushback, HR leaders in U.S. planning to hike DEI commitment

'Despite the near-constant attacks on DEI programmes in the last year, business leaders are still focused on the facts'.

Cheating for CE credits is on the rise

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