Investmentnews Email Newsletter: High-risk alts burn client in $1.2 million arbitration (May 31, 2024)

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High-risk alts burn client in $1.2 million arbitration

'The positive thing about this award is that it is roughly 10 times the net out of pocket losses to the client,' says the client's attorney.

For those who want to avoid becoming fiduciaries, be wary of the line between education and advice, lawyers warn.

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Deal advocacy: Redefining M&A in wealth management with Alaris Acquisitions

Beyond the highest bid: how Alaris advocates for cultural fit and strategic partnerships.

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Private market investments are not a crowded trade despite all the attention

Craig Robson, founding principal & managing director at Regent Peak, sits down with InvestmentNews anchor Gregg Greenberg to explain why investing in private markets remains profitable despite all the attention and money flowing into the asset class.

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INVESTMENTNEWS AWARDS 2024

Fee compression is a ‘real challenge’ for the industry

InvestmentNews Awards 2024, Advisor of the Year (Western region): Robert Patton, SageView Advisory Group.

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INVESTMENTNEWS AWARDS 2024

‘It takes a firm to put financial plans together’

InvestmentNews Awards 2024, Advisor of the Year (Regional - Midwest): Jim Wessels, Vision Financial Group.

98 percent of recently independent advisors said the ability to provide more personalized service was a leading motivator for breaking away.

Joining the financial institutions division, the group of advisors and branch professionals strengthens the wealth giant’s presence in Florida.

The leading broker-dealer and RIA is adding over $800M in AUM along with a new San Francisco branch office.

The firm, led by a three-decade industry veteran, is hopping to LPL after affiliating with Momentum Independent Network.

The independent wealth platform’s newest leadership hire brings extensive experience from Kestra, Goldman Sachs, and Cetera.

The newly launched independent firm, previously managing $750 million at Wells Fargo, extends Dynasty’s reach in the East.

The former US president faces up to four years in prison, creating a challenging path for his reelection campaign.

Oklahoma pension fund alleges the 'secret' scheme to consolidate ownership stakes led to almost $1.5M in commissions.

The private asset giant is eyeing retail channels to expand its asset origination business, according to the CEO.

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Many executives see AI as ‘direct threat’ to organization: report

Larger organisations feel more vulnerable 'because they have explored the issues and have a clearer understanding of the threat'

High-risk alts burn client in $1.2 million arbitration

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