Morgan Stanley beats ex-Fla. advisors’ claims to deferred compensation

Morgan Stanley beats ex-Fla. advisors’ claims to deferred compensation

Expect to see more inconsistency around deferred compensation claims, says one attorney.

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Why female business owners often need a nudge when it comes to succession planning

Entrepreneurs tend to procrastinate when it comes to creating business succession plans. Advisors need to hasten the conversation.

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OPINION

Who do you need to hire to grow your business?

If you believe recruiting other top business development people is the answer, you should think again.

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VIDEO

High rates, real estate worries not impacting all regional banks the same, says Flushing Financial CEO

John Buran, CEO of Flushing Financial Corporation, sits down with InvestmentNews anchor Gregg Greenberg to explain how higher-for-longer interest rates and commercial real estate worries are impacting regional banks.

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INVESTMENTNEWS AWARDS 2024

Osaic CEO says going RIA fueled his passion for advice

CEO of the Year Excellence Awardee: Jamie Price, Osaic.

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INVESTMENTNEWS AWARDS 2024

The thrill of entrepreneurship is ‘wildly rewarding’

CEO of the Year Excellence Awardee: Robert Sechan, NewEdge Wealth.

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SEC bars advisor who used senior clients’ cash for secret options trading

The ex-Merrill Lynch, Fifth Third advisor concealed his activities by telling clients to put $683k in a shell company, according to a complaint.

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RBC lands $915M team from Truist

With more than six decades of experience combined, the multigenerational team expands the wealth giant’s profile in Virginia.

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NewEdge Advisors swipes $540M team from Carson

The New Orleans-based RIA has welcomed a 20-year-old independent wealth planning practice in Michigan.

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Wealth Enhancement Group snaps up $219M East Coast RIA

With locations in New Jersey and Florida, the fee-only firm takes a science-backed approach to create personalized portfolios for clients.

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Allworth extends California footprint with Del Monte Group deal

The national RIA’s latest acquisition adds another $220M to its roughly $22B wealth enterprise.

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Future Capital helps advisors break the 401(k) planning barrier

The RIA’s new solution aims to help advisors make their planning more holistic by considering held-away 401(k) assets.

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AssetMark and Tifin Give forge DAF partnership

The integration partnership will help more advisors weave philanthropy into their clients’ planning with Tifin Give’s advanced technology.

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For two-fifths of Gen X, retiring securely will take a “miracle”

Survey finds North American Gen Xers feel alone on their path to retirement readiness amid worries of public debt, healthcare costs, and inflation.

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Bullish investors primed to drive stock rally, says BofA

US stocks and global equities will be the biggest beneficiaries as dollars rotate from cash, suggests survey.

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Nvidia topples Microsoft to become the world’s most valuable company

The chip giant's shares have been on an unrelenting tear as AI fever continues to grip investors.

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What are the costliest cities for international workers?

Employers reminded to be mindful of cost-of-living, inflation trends

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