Carson Group Hits Back at Former Exec's Lawsuit

News

Carson Group Hits Back at Former Exec's Lawsuit

By Janet Levaux | Dinah Wisenberg Brin

The firm denied wrongfully firing Mary Kate Gulick, who had complained about the handling of a sexual assault report.

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Q&A

How to Avoid the No. 1 Value Killer in Retirement Portfolios

By Jane Wollman Rusoff

Poor tax management can cost clients big time, Barrett Ayers of Adhesion Wealth says. Here's what he recommends.

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Career Moves

Raymond James Taps New CFO as Leadership Shuffle Continues

By John Manganaro

Butch Oorlog will replace CEO-in-waiting Paul Shoukry; Bella Allaire also has a new role.

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News

FINRA Suspends Rep for Violating Reg BI With L Bond Sales

By Melanie Waddell

The rep told a client to invest a large share of her assets in a speculative debt security, FINRA says.

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News

JPMorgan to Pay Another $100M for Failing to Monitor Orders

By Sally Bakewell

The bank failed to monitor billions of client orders between 2014 and 2021, the CFTC says.

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Expert Opinion

Debate: Do State Auto-IRA Programs Benefit Taxpayers?

By Robert Bloink | William H. Byrnes

One take: These accounts are no substitute for a federal mandate for businesses to offer reirement plans.

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