Wealthmanagement

Ameriprise Sues LPL Over 'Widespread' Misuse of Client Information

Wealth Management
 
WealthManagment.com Daily Memo
Wealth Management Daily Memo

JULY 30, 2024

INDUSTRY

Ameriprise Sues LPL Over 'Widespread' Misuse of Client Information

Ameriprise has filed a suit against LPL, claiming that the broker/dealer directs recruits to take client information and trade secrets when they leave the firm.

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RIA NEWS

Captrust Reaches $1T in Client Assets

The milestone validates Captrust’s business model and growth of the registered investment advisor space.

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FASTCHAT VIDEO
Sports & Entertainment Program at Wells Fargo Advisors
Learn how to empower advisors to expertly navigate the unique financial needs of sports and entertainment professionals.
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RIA NEWS

Robertson Stephens Completes Largest Deal Yet

The acquisition of Ratio Wealth Group, a Denver-based firm with $530 million in assets, is Robertson Stephens’ fourth deal this year.

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MUST READS

11 Investment Must Reads for This Week

Speaking at a Bitcoin convention, Donald Trump said, if elected, he would instruct the Treasury to end its “repression” of the crypto sector, reports FundFire. Spot Ether ETFs weathered a difficult first week of trading amid a broader market sell-off, according to VettaFi. These are among the investment must reads we found this week for wealth advisors.

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