Wealthmanagement Email Newsletter: Fisher Spinning Out $4.75B Retirement Plan Business (June 29, 2024)


	JUNE 29, 2024

RIA NEWS


	Fisher Investments to Spin Out $4.75B 401(k) Business

Diana Britton

The new company, Fisher Retirement Solutions, will be run by Ken Fisher’s son, Nathan Fisher.

FULL ARTICLE

RIA NEWS


	Back to Work, Jim Dickson Launches Minority RIA Investment Firm

Diana Britton

With lessons learned from his previous experience running Sanctuary, Dickson's Elevation Point was formed with United Atlantic Capital’s Mark Penske and launches with the acquisition of Mount Yale Capital Group.

FULL ARTICLE

WHITE PAPER


	Address Organic Growth Head On

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A new hybrid model and the surprising firms that use it.

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INDUSTRY


	Alleged Wealth Enhancement Group Co-Founder Sues Firm

Patrick Donachie

Gerald Bernard argues that he co-founded Wealth Enhancement Group and the firm reneged on paying him "finder's fees" for deals.

FULL ARTICLE

INDUSTRY


	Mariner Sues Savvy For Poaching Advisors, $60M in Client Assets

Patrick Donachie

Mariner is suing three advisors who recently left to join Savvy Wealth's RIA affiliate. In the suit, Mariner argues Savvy poaches books of business without “regard to contractual obligations.”

FULL ARTICLE

WMTV ON LOCATION


	Deepening Advisor-Client Engagments with BeFi20

Sponsored by United Planners Financial Services

Billy Oliverio, Executive Vice President and CMO at United Planners shares why his favorite hot topic is behavioral finance and why it's a game-changer for advisor-client relationships

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INDUSTRY


	Judge Dismisses Some Edelman Claims In Mariner Lawsuit

Patrick Donachie

U.S. District Judge Holly Teeter dismissed defamation charges Edelman made against Mariner but allowed the misappropriation and conspiracy claims to remain in place.

FULL ARTICLE

ESTATE PLANNING


	Wealth.com Launches Family Office Suite

David H. Lenok

The platform is specifically tailored to meet the needs of firms that service high- and ultra-high-net-worth clients.

FULL ARTICLE

WEBINAR


	Don’t Retire From Equity Markets: An Equity Strategy That Aims for 100% Downside Protection

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HIGH NET WORTH


	U.S. Supreme Court Decision Upholds Constitutionality of Transition Tax

Anthony Venette

What wealth advisors need to know about taxing unrealized gains.

FULL ARTICLE

RPA


	In-Plan Retirement Income: An Industry Waiting to be Born

Fred Barstein

DC leaders at the 2024 RPA Retirement Income Roundtable discuss how and when adoption will come.

FULL ARTICLE

RETIREMENT PLANNING


	IRS Issues New Guidance on Retirement Plan Early Distributions

Bruce D. Steiner

Notice 2024-55 clarifies two exceptions to the 10% additional tax.

FULL ARTICLE

RIA NEWS


	$1.5B RIA Fidelis Capital Hires Former TIAA Wealth Planning Head

Diana Britton

Douglas Rothermich, who previously built out TIAA’s HNW planning group and advised on $1 billion in assets, joins Fidelis as a partner and wealth strategist.

FULL ARTICLE

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Fisher Spinning Out $4.75B Retirement Plan Business

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