AI insights from

industry experts

Your roadmap for leveraging AI in wealth management starts here

At Financial Planning’s ADVISE AI conference, our Advisory Council, a group of AI experts and wealth management visionaries, are joining us to discuss how AI is reshaping the industry, changing the ways advisors navigate planning complexities and deliver value to clients.

Don’t miss these two sessions featuring members from our Advisory Council:

AI and Compliance:
What’s Allowed, What’s Not, and What’s Next?

Regulations are always evolving and often uncertain when it comes to AI. Stay ahead of the compliance curve with AI tools tailored for the wealth management industry. In this session, compliance experts will explore how AI can be utilized to navigate the complexities of FINRA and SEC regulations, as well as the new DOL retirement advice rule.

Featuring:

Daniel Bernstein is Chief Regulatory Counsel at the Hamburger Law Firm and MarketCounsel, an affiliated business, regulatory, and compliance consulting firm for entrepreneurial investment advisory firms nationwide. Dan’s work concentrates in the areas of the regulation and compliance of investment advisers and broker-dealers as well as the formation and ongoing responsibilities of private investment funds.

Beth Haddock is chief legal officer for wealthtech leader AdvisorEngine and an independent board director with over 25 years’ experience leading the design and successful implementation of modern governance programs. At AdvisorEngine, she helps clients and partners with smart regulatory and legal strategies to navigate evolving technologies and market forces as a resource for advisory and consultancy services.

AI and Data:
Good Clean Data - The Essential Element in Effectively Using AI

Join us in this session as industry experts discuss best practices for data governance, strategy and privacy within AI applications. Panelists will explore the advantages and disadvantages of building your own data storage solutions versus leveraging third-party services, among other points. Discover how to effectively harness clean data to maximize AI’s potential in your practice while maintaining the highest standards of data security and compliance.

Featuring:

Oleg Tishkevich is the founder and CEO of Invent.us, the leading cloud-native software development firm in the wealth management industry. Known for his innovation in software design and architecture, Tishkevich has garnered several industry awards, including wealthmanagement.com’s prestigious industry awards program for the “Disruptor of the Year” in 2019 for the launch of Invent. Additionally, Tishkevich is the author of numerous industry articles and white papers, including the well-received article series, “Integrated Digital Ecosystems as a Service.”

Banks and financial advisory firms can secure their passes today and save $300 on tickets before advanced rates expire!

FINANCIAL PLANNING's ADVISE AI is the only wealth management event 100% focused on AI and its uses. A brand new conference, it is designed to guide wealth management leaders in leveraging AI and machine learning to scale operations, improve client engagement and grow.