Investmentnews Email Newsletter: B-D giant Osaic reorganizes management team (August 27, 2024)

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The pulse of the financial advisory industry

TOP NEWS

B-D giant Osaic reorganizes management team

The moves boost the authority of Tim Hodge and Dimple Shah in Osaic's management structure.

If M&A is the current "zeitgeist" of the industry, should advisors be taking part? Experts weigh in.

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From Moby-Dick to Raymond James leadership

Bruce talks to Tash Elwyn, president and CEO of Raymond James & Associates, about his career path, his new role as president of the private client group, and why the profession is at a fork in the road.

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Investors like annuities in 401(k)s, for other people

Lifetime income options are good for those who are less financially savvy, a focus group with at least $500,000 said.

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Best strategies for Boomers seeking to pass down wealth to sustainability-minded heirs

Mike Tiedemann, CEO of AlTi Tiedemann Global, sits down with InvestmentNews anchor Gregg Greenberg to discuss strategies for high-net worth boomers to transfer wealth to younger generations interested in sustainable investments.

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The retirement challenge? Uncertainty

Long-time advisor says client concerns over long-term planning are at record levels.

OPINION

Tax advantage: How RIAs can elevate their practice

RIAs have an advantage over captive advisors and can seize significant tax planning opportunity.

MORE NEWS

New York RIA faces $1.8M penalty over failures in handling nonpublic information

SEC says the firm failed to properly review risks in CLO trades it executed, causing roughly $685K in losses for two counterparties.

LPL welcomes $150M advisor in Texas

The broker-dealer giant’s latest addition in San Antonio comes with over two decades of experience, including owning his own RIA.

The new venture, Parkwoods Wealth Partners, aims to help registered investment advisors overcome the challenges of growth and succession planning.

With 25 years of experience across multiple areas, the alternative investing veteran is set to lead the multi-family office’s next leg of expansion.

Baird nabs $206M advisor from RBC

The employee-owned firm is building on its 50-year presence in Minnesota with its latest veteran addition.

The Dynasty Financial partner firm is looking to become a destination of choice for elite financial advisors in the international UHNW space.

The Wall Street firm is being penalized for a repeated failure to properly report millions of swap transactions," according to the CFTC.

A wavering of bullish momentum in US stocks is putting Nvidia's earnings in the spotlight.

OTHER NEWS

Hybrid work: Productivity may be up, but engagement is down

Is generative AI part of the solution to making jobs easier?

B-D giant Osaic reorganizes management team

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