TDF Assets Continue Climb Through July

Also, SEC Fines 26 Firms for Off-Channel Client Comms Violations

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Thursday, August 15, 2024 Exclusives | Awards | Research | Events

Data & Research TDF Assets Continue Climb Through July The popular retirement savings default vehicle reached a new high for assets held by the top providers, according to Simfund data. News Feed Quick Links Deals & People Practice Management Products Client Service Data & Research Investing Compliance

SEC Fines 26 Firms for Off-Channel Client Comms Violations The regulator continues a push to crack down on the tracking and use of 'off-channel' client communication, such as texting.

Today's Most Read 1. Cetera Leans Into Wealth Expertise in 401(k) Participant Programming 2. CITs 'Inch Past' Mutual Funds to Become Lead Target-Date Investment Vehicle 3. A Compliant Process for Plan-to-IRA Rollovers

Missouri Court Strikes Down Anti-ESG Rules A district court judge put a permanent injunction on rules that required advisers to disclose any time they made decisions based on "a social objective or other nonfinancial objective."

Digital Retirement Rollover Firm Capitalize Raises Series B Funding The company will use the $19 million capital raise to support locating and then transferring legacy retirement account rollovers.

Top Advisers: Diligence About 401(k) Plan Litigation as Crucial as Ever Plan advisers share their expertise on what types of plans are most at risk for 401(k) litigation and how they assist clients.

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