Wealthmanagement Email Newsletter: Supreme Court Decision Weakening SEC Could Boost Settlements, State Regulators’ Roles (July 1, 2024)


	JULY 01, 2024

TECHNOLOGY


	Supreme Court Decision Weakening SEC Could Boost Settlements, State Regulators’ Roles

Last week, the Court ruled that the commission’s use of in-house administrative law judges violated the Constitution’s guarantee of a jury trial in certain cases. That may change the landscape for financial advisors defending themselves against SEC charges and civil penalties.

NEWS


	BlackRock Buys Preqin for $3.2 Billion in Private Data Push

The acquisition deepens BlackRock’s ability to oversee risks and analyze data across fast-growing markets for private assets.

PRACTICE MANAGEMENT


	Calamos Wealth Management: Portfolio Construction With an Asset Manager Parent

Jon Adams, CIO of Calamos Wealth Management, a $3.75B RIA, speaks on how the firm's roots in asset management inform its approach to investment selection.

HIGH NET WORTH


	Family Offices Seek Alpha in Mega Trends

Family offices can be strong predictors of future trends because of their uniquely long-term outlook.

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Supreme Court Decision Weakening SEC Could Boost Settlements, State Regulators’ Roles

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